Matthew A. Daigler will serve as Senior Counsel to CFTC Chair J. Christopher Giancarlo.
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An attorney and the business affairs manager of his law firm agreed to settle SEC charges of illegally selling shares of a company focused on the application of blockchain technology for food, drugs and healthcare.
In an article published by The American Lawyer, reporter Roy Strom highlighted Cabinet Premium's guided interviews and other "work space" applications.
Click on the links below to view SEC notices of exchange rule changes and proposals for the week of June 25 to June 29, 2018.
The SEC proposed amendments to Exchange Act provisions on whistleblower incentives and protections.