The MSRB provided updated guidance on rules affecting the duties of non-solicitor municipal advisors and the making of recommendations.

An investment bank agreed to pay $205 million as part of an agreement with the New York Department of Financial Services to settle claims of "unsafe and unsound" foreign exchange trading practices.

The Federal Trade Commission is soliciting public comment and will hold hearings on consumer protection law, enforcement priorities and policies.

President Trump nominated Dino Falaschetti to serve as Director of the U.S. Treasury Department Office of Financial Research.

A broker-dealer agreed to settle SEC "masking" charges related to the undisclosed routing of customer orders to external liquidity providers and partners for execution.