The CFTC extended the comment deadline for two proposals concerning amendments to rules for cross-border derivatives clearing organizations.
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The SEC provided separate small-entity guides for broker-dealer compliance with the Client Relationship Summary and Regulation Best Interest.
The MSRB proposed a rule change that would amend the professional fee for municipal advisors.
In a joint statement, the CFTC and the European Commission reaffirmed their commitment to "transatlantic cooperation" among regulators and to implement G20 reforms to the derivatives market.
The Directors of the Division of Clearing and Risk and the Division of Swap Dealer and Intermediary Oversight responded to inquiries regarding the treatment of separate accounts of a single beneficial owner.