The DOJ and CFTC charged several precious metals traders with manipulating the markets for precious metals futures contracts.
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The SEC sued an investment advisory firm, and its principal and sole owner, for breach of fiduciary duty and defrauding advisory clients.
OFAC sanctioned three North Korean state-sponsored cyber groups for engaging in malicious activities against critical infrastructure.
The Financial Accounting Standards Board requested comments on a proposed "Accounting Standards Update" aimed at easing potential accounting burdens on loan market participants presented by the LIBOR transition.
A futures commission merchant settled CFTC charges for failing to enact sufficient cybersecurity measures and to notify customers of a $1 million cyber breach.