CFTC Commissioners adopted amendments to increase current position limits that apply solely to security futures products and to harmonize them with limits set for equity options traded on a securities exchange.

CFTC Commissioners proposed revisions to the agency's public rulemaking procedures consistent with the Administrative Procedures Act.

A former Alabama resident pled guilty to DOJ charges for concealment of terrorism financing.

A broker-dealer settled FINRA charges for delaying the disclosure of alleged employee misconduct.

An interdealer broker settled CFTC charges for making false or misleading statements to its customers and to CFTC investigators.