The SEC final rule extending "test-the-waters" accommodations that allow certain communications in a contemplated initial public offering to all issuers, rather than solely to emerging growth companies, was published in the Federal Register.

ISDA CEO Scott O'Malia highlighted potential issues affecting derivatives trading obligations following Brexit in the absence of an equivalence determination.

FINRA proposed updating the monthly trade reporting fees for participants using the FINRA/NYSE Trade Reporting Facility.

University of Houston Finance Professor Craig Pirrong considered the underlying reasons for the volatility occurring in the U.S. overnight funding markets in mid-September.