The OCC adopted a final rule to amend the agency's company-run stress testing requirements for national banks and federal savings associations.

FINRA amended a proposal concerning the collection and distribution of reference data for new issues of corporate bonds.

The CFTC appointed Melissa Netram to serve as Director of the LabCFTC.

The SEC formed an Asset Management Advisory Committee with an initial two-year term beginning on November 1, 2019.

The SEC charged the former CEO and president of a Nasdaq-traded security technology company and three other individuals in a fraudulent broker bribery scheme. The DOJ filed charges against one of the individuals in a parallel action.