The IRS proposal amending certain regulations to address the transition from interbank offered rates to other reference rates for debt instruments and non-debt contracts was published in the Federal Register.

The FINRA proposal updating the method for calculating trade reporting fees for broker-dealers using the FINRA/NYSE Trade Reporting Facility was published in the Federal Register.

The SEC, CFTC and Federal Reserve adopted an interagency final rule intended to simplify the Volcker Rule.

DOJ provided guidance for Criminal Division attorneys on how to examine a claim from a business organization that it is unable to pay a criminal fine.

FINRA offered new resources to member firms in preparation for the SEC's Regulation Best Interest and Form CRS compliance date of June 30, 2020.