The North American Securities Administrators Association provided guidance to millennials on avoiding investment scams and other investment activities.

At a Technology Advisory Committee meeting, CFTC Commissioners considered recommendations for improving regulatory compliance through better integration of technology.

Two interdealer brokers settled separate New York State and CFTC charges for fraudulent practices involving foreign exchange currency options.

Federal Reserve Board Vice Chair Randal K. Quarles reviewed the contributions of the Financial Stability Board and raised issues that continue to affect the global financial system.