A broker-dealer settled FINRA charges for failing to maintain a sufficient balance in its "Special Reserve Bank Account for the Exclusive Benefit of Customers."

The CFTC final rule to make technical corrections to data privacy rules was published in the Federal Register.

In separate reports, the Congressional Research Service provided an overview of (i) intellectual property rights and international trade and (ii) copyright and state sovereign immunity.

FINRA provided guidance to address issues arising from temporary relief extended to firms in response to COVID-19 challenges .

The Congressional Research Service provided an overview and analysis of bank data relating to the Community Bank Leverage Ratio.