Comptroller of the Currency Joseph M. Otting announced his resignation, effective May 29, 2020. The OCC named First Deputy and Chief Operating Officer Brian P. Brooks as Acting Comptroller.
News & Insights
21994 News Results
The SEC adopted rule amendments intended to improve information disclosures regarding acquisitions and dispositions of businesses.
The SEC approved on an accelerated basis a FINRA proposal to add Consolidated Audit Trail compliance rules to FINRA's Minor Rule Violation Plan.
Several industry associations provided commentary on a CFTC proposal to apply federal speculative position limits to 25 "core referenced futures contracts," including futures and options linked to those contracts and economically equivalent swaps.
The CFPB extended the comment deadline an additional 60 days on a supplemental rule proposal to amend certain requirements on the collection of time-barred debts. The new comment deadline is August 4, 2020.