FINRA issued a request for comment on security-based swap activities and how FINRA rules might apply to those activities.
News & Insights
21994 News Results
At an Investor Advisory Committee meeting, SEC Chair Jay Clayton and Commissioner Hester M. Peirce raised issues concerning (i) emerging market investment risk and (ii) environmental, social and governance disclosures.
The European Central Bank issued guidance for banks on climate-related and environmental risk management practices and disclosures under the current prudential framework.
The OCC adopted a final rule intended to "strengthen and modernize" Community Reinvestment Act regulations.
The CFTC Global Markets Advisory Committee considered subcommittee recommendations for improving the scoping and implementation of initial margin requirements for uncleared swaps.