The SEC extended the time period on conditional regulatory relief for registered transfer agents. The extension, from May 30, 2020 to June 30, 2020, was published in the Federal Register.

A Federal Reserve Board, FDIC and OCC interim final rule to temporarily adjust the supplementary leverage ratio calculation for certain depository institutions was published in the Federal Register.

The Cabinet Regulatory Tracker is a list of upcoming comment deadlines, delayed actions, effective dates and expiration dates.

NFA proposed an amendment to an interpretive notice on AML compliance procedures to clarify the obligations of certain introducing brokers under a written Customer Identification Program and Beneficial Ownership regulations.

NFA proposed amendments to update previous guidance on risk disclosure statements for security futures contracts.