Reg. Tracker: June 1 to 15

The Cabinet Regulatory Tracker is a list of upcoming comment deadlines, delayed actions, effective dates and expiration dates. Click on the links below to view deadlines from June 1, 2020, to June 15, 2020.

For continuous real-time updates, please consult the Cabinet Regulatory Calendar.

Comment Deadlines

• June 1: SEC - Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets

• June 1: OCC, FRB and FDIC - Real Estate Appraisals

• June 1: Treasury - Filing Fees for Notices of Certain Investments in the United States by Foreign Persons and Certain Transactions by Foreign Persons Involving Real Estate in the United States

• June 2: MSRB - Proposed Rule Change To Align Certain MSRB Rules to Securities Exchange Act Rule 15l-1, Regulation Best Interest

• June 4: FINRA - Proposed Rule Change To Amend FINRA Rule 9231 To Provide for the Compensation of All Panelists That Serve in Connection With a FINRA Disciplinary Hearing

• June 5: CFPB - Debt Collection Practices (Regulation F)

• June 5: OCC, FRB and FDIC - Liquidity Coverage Ratio Rule: Treatment of Certain Emergency Facilities

• June 8: OCC, FRB & FDIC - Regulatory Capital Rule: Temporary Changes to the Community Bank Leverage Ratio Framework

• June 8: FRB - Loans to Executive Officers, Directors, and Principal Shareholders of Member Banks

• June 9: FDIC - Unsafe and Unsound Banking Practices - Brokered Deposits Restrictions

• June 10: FINRA - SROs; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Add FINRA Rule 6800 Series (Consolidated Audit Trail Compliance Rule) to FINRA's Minor...

• June 15: NCUA Comment Deadline: Reopened Comment Period for Combination Transactions With Non-Credit Unions; Credit Union Asset Acquisitions

• June 15: CFTC - Amendments to Compliance Requirements for Commodity Pool Operators on Form CPO-PQR

Delayed Action

• Delayed from June 1, 2020 to July 1, 2020: FDIC Comment Deadline - Parent Companies of Industrial Banks and Industrial Loan Companies

• Delayed from June 15, 2020 to July 31, 2020: FINRA - Proposed Rule Change To Temporarily Amend Certain Timing, Method of Service and Other Procedural Requirements in FINRA Rules During the Outbreak of the Coronavirus Disease (COVID-19)

Effective Dates

• June 01, 2020: FINRA - Amended TRACE Reporting Requirements for Certain Treasury Securities
• June 10, 2020: CFTC - Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

For general information about the Cabinet, or for information about individual and enterprise membership pricing, please contact William Sadd at +1 (212) 993-2818 or [email protected].