A CFTC Market Risk Advisory Subcommittee considered Central Counterparty Clearing House-proposed plans "for the transition of discounting and price alignment interest for certain products to the secured overnight financing rate."

NFA reminded members that retail foreign exchange dealers / forex dealer members and introducing brokers must account in their net capital computations for guaranteed obligations and liabilities of subsidiaries or affiliates.

The Federal Reserve Board, the FDIC and the OCC updated "host state loan-to-deposit ratios" for 2020.

NFA updated the Self-Examination Questionnaire to reflect recent amendments to rules on, among others thing, branch office supervision, public communications and disclosure.

A broker-dealer settled FINRA charges for falsely advertising overstated trading volumes in certain securities through a subscription-based provider of market data.