IOSCO urged issuers of securities to make "timely and high quality" disclosures, that are entity-specific, about the impact of COVID-19 on an issuer's operating performance, financial position, liquidity, and future prospects.
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CFTC Division of Enforcement Director James M. McDonald urged regulated entities to heed recently published Civil Monetary Penalty Guidance.
A blockchain services company settled charges in connection with the distribution of an unregistered initial coin offering.
IOSCO requested comments on updated principles for regulated entities that outsource functions.
The staff of the SEC Division of Investment Management withdrew 2010 guidance which reviewed the permissibility of an SEC-registered, closed-end fund determining to opt in to a control share acquisition statute authorized under state law.