Corrections to SEC final rules and form amendments to revise disclosure requirements for variable annuities and variable life insurance contracts was published in the Federal Register.

A broker-dealer settled FINRA charges for failing to retain email exchanges.

The OCC, Federal Reserve Board, FDIC, Farm Credit Association, and Federal Housing Finance Agency jointly adopted an interim final rule to delay the compliance dates for initial margin requirements.

The U.S. Court of Appeals for the Second Circuit denied a petition filed by several attorneys general and investment advisers challenging the legality of the SEC's adoption of Regulation Best Interest.

In its Semiannual Risk Perspective for Spring 2020, the OCC highlighted elevated compliance, operational and credit risks faced by the federal banking industry.