FINRA stated that marketing materials should reflect the fact that many private placements are either illiquid or speculative in nature, and should "balance claims of these investments' benefits by disclosing these risks."

The DOJ filed a civil forfeiture complaint seeking the seizure of over one million barrels of Iranian gasoil currently headed to Venezuela on board four tanker vessels.

OFAC removed seven related entities from its list of Specially Designated Nationals and Blocked Persons and revoked a related General License authorizing the wind down of certain transactions.

A biopharmaceutical company settled SEC charges for Foreign Corrupt Practices Act bribery and books and records violations.

The Cabinet Regulatory Tracker is a list of upcoming comment deadlines, compliance deadlines, effective dates and expiration dates.