Reg. Tracker: July 1 to 15

The Cabinet Regulatory Tracker is a list of upcoming comment deadlines, compliance deadlines, effective dates and expiration dates. Click on the links below to view deadlines from July 1, 2020, to July 15, 2020.

For continuous real-time updates, please consult the Cabinet Regulatory Calendar.

Comment Deadlines

• July 1: FDIC - Parent Companies of Industrial Banks and Industrial Loan Companies

• July 7: FINRA - Margin Requirements for Credit Default Swaps

• July 8: NCUA - Subordinated Debt

• July 9: FINRA - Proposed Rule Change To Temporarily Amend Certain Timing, Method of Service and Other Procedural Requirements in FINRA Rules During the Outbreak of the Coronavirus Disease (COVID–19)

• July 13: CFTC - Swap Clearing Requirement Exemptions

• July 13: CFTC - Bankruptcy Regulations

• July 13: Comptroller - Director, Shareholder, and Member Meetings

• July 15: FINRA - Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to FINRA's Suitability, Non-Cash Compensation and CAB Rules in Response to Regulation BI

• July 15: MSRB - Notice of Filing of a Proposed Rule Change Consisting of Amendments to MSRB Rules A-3 and A-6 That Are Designed To Improve Board Governance

Compliance Deadline

• July 1: California - Additional Revisions Proposed to State Data Privacy Regulations

Effective Dates

• July 1: CFPB and FRB - Amendments to Regulation CC - Availability of Funds and Collection of Checks

• July 1: SEC - Disclosure Requirements for Variable Annuity and Life Insurance Contracts

• July 1: SEC - Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts

• July 1: CFPB - Home Mortgage Disclosure (Regulation C)

• July 13: SEC - Definition of "Covered Clearing Agency"

Expiration Date

• July 15: SEC - Relief for Form ID Filers and Regulation Crowdfunding and Regulation A Issuers Related to Coronavirus Disease 2019 (COVID-19)

For general information about the Cabinet, or for information about individual and enterprise membership pricing, please contact William Sadd at +1 (212) 993-2818 or [email protected].