FINRA provided extensions for the completion of qualifying examinations and firm certifications, and for supervisory control system reports and certain supervisory certifications.

The U.S. Department of Labor proposed amending the "Investment duties" requirement under the Employee Retirement Income Security Act of 1974 to clarify that fiduciaries must make investment decisions based solely on risk-adjusted economic value.

The Supreme Court ruled in a 5-4 decision that the CFPB leadership structure violates the constitutional principle of separation of powers.

The MSRB modified several rules to align with Regulation Best Interest.

A firm engaged in municipal securities transactions settled FINRA charges for reporting failures regarding the MSRB's Short-Term Obligation Transparency System.