A swap dealer settled DOJ and CFTC charges for spoofing, making false statements to regulators, and violations of CFTC external business conduct requirements.

The Alternative Rate Reference Committee Consumer Products Working Group published two guides aimed at supporting the transition from LIBOR to alternative reference rates.

The CFPB proposed amendments to the Truth in Lending Act that would establish a new category of "qualified mortgages."

SIFMA filed suit seeking to vacate a recently adopted SEC temporary exemption for municipal advisors from broker-dealer registration.

FinCEN described criteria it considers when deciding whether to bring an enforcement action under the Bank Secrecy Act.