The Federal Reserve Board, the FDIC, FinCEN, the National Credit Union Administration and the OCC clarified customer due diligence requirements for customers that may be "politically exposed persons."

The SEC proposed amendments to rules on electronic submissions to strengthen the administration of the Electronic Data Gathering, Analysis and Retrieval System.

The SEC proposed amendments to the national market system plan governing the Consolidated Audit Trail that would (i) increase security requirements for the use of collected data and (ii) reduce the scope of sensitive information required to be collected.

A dually-registered futures commission merchant and retail foreign exchange dealer settled CFTC charges for net capital rule violations.

A bank settled CFPB charges for enrolling customers in an overdraft-protection service using improper sales practices.