The SEC named Diana Stoltzfus to replace Marc Panucci as SEC Deputy Chief Accountant.

On its Coronavirus Response website, the SEC stated that it will remain in "full telework posture" until at least December 1, 2020.

FINRA requested comment on "pennying" - the practice of a broker-dealer executing a customer order at a price that matches or only slightly beats (e.g., by a penny) the best auction price from a third party in the corporate bond market.

Caroline Crenshaw and Hester Peirce were sworn into office as SEC commissioners.

A broker-dealer settled FINRA charges for failing to detect potentially suspicious insider trading and for failing to produce discovery in a FINRA arbitration proceeding.