The FTC and the DOJ Antitrust Division implemented a temporary suspension of early termination grants for filings under the Hart-Scott-Rodino Act.
News & Insights
A firm settled FINRA charges for failing to conduct an annual inspection of its branch Office of Supervisory Jurisdiction.
ISDA, FIA and the FIA European Principal Traders Association raised concerns regarding the impact of proposals forming part of the European Commission’s review of the EU central securities depositories regulation and its mandatory buy-in regime.
The SEC revised the Electronic Data Gathering, Analysis, and Retrieval System Filer Manual relating to electronic and remote online notarizations.
The New York Department of Financial Services advised insurance companies writing cyber insurance to establish a formal cyber insurance risk strategy proportionate to the insurer's risk, taking account of the insurer's size, resources, geographic distribution and market share and the industries insured.