The SEC adopted amendments to electronic filing regulations that specify administrative actions the agency can take to "promote the reliability and integrity of EDGAR submissions."

FINRA's Investor Education Foundation reviewed the types of investment accounts opened during the COVID-19 pandemic and the types of investors who opened them.

The SEC Office of Investor Education and Advocacy alerted investors to the substantial risks associated with social media-based short-term investing.

OFAC amended a General License authorizing certain transactions and activities "ordinarily incident and necessary to operations or use of ports and airports in Venezuela."