As outlined in a new strategic plan, the FDIC will promote diversity, equity and inclusion in the agency's culture and operations.

A mortgage lender entered into a settlement with the New York State Department of Financial Services after a finding that the mortgage lender failed to report a 2019 cyber breach that exposed the sensitive personal data of mortgage loan applicants.

NFA warned member firms of an ongoing phishing campaign that involves fraudulent emails purporting to be from NFA staff.

The Federal Reserve Bank of New York named Naureen Hassan first vice president and chief operating officer, effective March 15, 2021.

A firm settled FINRA charges for failing to exercise reasonable diligence to ensure that it routed customer orders through venues that provided the best execution quality.