NFA proposed rules establishing minimum capital requirements for member swap dealers and major swap participants that are not prudentially regulated.

The North American Securities Administrators Association urged investors to be aware of online investment schemes involving precious metals, cryptocurrencies, promissory notes and foreign exchange markets.

The MSRB is seeking comment on a draft amendment to MSRB suitability regulations that would require bank dealers to comply with SEC Regulation Best Interest.

The CFPB proposed a delay - from July 1, 2021 to October 1, 2022 - for compliance with an amended definition of the General Qualified Mortgage category under the Truth in Lending Act.

An SEC final rule that amends the advertising and cash solicitation rules, the books and records rule, and Form ADV under the Advisers Act was published in the Federal Register.