FINRA requested comment on proposed amendments intended to clarify the application of margin requirements to "when issued" and other extended settlement transactions.
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21980 News Results
OFAC issued two FAQs addressing the application of sanctions on certain Chinese military companies.
An instrumentation manufacturer settled potential civil liability for alleged violations of the Iranian Transactions and Sanctions Regulations.
SEC Acting Chair Allison Herren Lee requested public comment on climate change-related disclosure, and reaffirmed her commitment to the development of an effective environmental, social and governance disclosure framework.
The FDIC Office of Minority and Women Inclusion encouraged banks with 100 or more employees to participate in a "Financial Institution Diversity Self-Assessment."