The SEC charged an individual with selling fake insider stock tips on the dark web.
News & Insights
The Federal Reserve Board, the FDIC and the OCC announced that the temporary supplementary leverage ratio, modified in May 2020 to exclude U.S. Treasury securities and central bank reserves, will expire, as scheduled, on March 31.
FINRA reminded its members of their ongoing obligations during times of market volatility, obligations which include duty of best execution, proper disclosures, adjustment of margin requirements and strong liquidity management.
The CFPB rescinded its "Statement of Policy Regarding Prohibition on Abusive Acts or Practices," effective March 19, 2021.
Federal Reserve Board Chair Jerome Powell emphasized the importance of collaboration to create a more inclusive, efficient and transparent cross-border payments ecosystem.