The MSRB requested comment on a new rule that would codify previously issued interpretive guidance on the duties and conduct of solicitor municipal advisors.

A Florida man was sentenced to 55 months in prison for his participation in a scheme to provide private charter flight services to sanctioned Venezuela nationals.

U.S. Senate Banking Committee Ranking Member Pat Toomey (R-PA) proposed a framework to end the conservatorship of the government-sponsored enterprises.

A firm settled FINRA charges for selling variable annuities without properly implementing the firm's written supervisory procedures on recommendations and sales.