FINRA suspended a broker for borrowing money from a customer without notifying his firm or obtaining the required written approval.
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The Federal Deposit Insurance Corporation amended its filing procedures to accelerate the approval process for branch establishments and relocations.
Over 3,000 bank executives from across the United States urged Senate lawmakers to expand statutory prohibitions on stablecoin interest payments to include digital asset exchanges and brokers.
SIFMA urged the SEC to suspend and disapprove recent rule changes filed by national securities exchanges to increase connectivity fees.
The CFTC established an Innovation Advisory Committee "to gather expertise and recommendations on innovation in financial markets."