An attorney settled OFAC charges for authorizing transactions and performing services for a trust connected to a sanctioned Russian oligarch.

The Office of the Comptroller of the Currency confirmed that national banks possessed the authority to engage in riskless principal transactions involving crypto-assets for their customers.

A money services business settled FinCEN charges for willfully failing to register with the agency and maintaining an ineffective anti-money laundering program.

A broker-dealer settled Nasdaq charges for failing to maintain a supervisory system designed to prevent potentially manipulative trading in omnibus accounts maintained for foreign broker-dealers.

FINRA adopted amendments to its Codes of Arbitration Procedure to accelerate proceedings for parties involved in disputes who qualify based on their age or health condition.