FINRA charged a firm and its former CEO with failing to detect and prevent excessive trading in an elderly customer's accounts.

The American Bankers Association recommended "adjustments" to the FDIC's Interim Final Rule on special assessment collections; the rule created a mechanism to recover losses to the Deposit Insurance Fund from the 2023 collapse of Silicon Valley Bank.

President Trump signed an Executive Order aimed at restricting "large institutional investors" from purchasing single-family homes.

A Massachusetts Superior Court judge issued a preliminary injunction preventing prediction market operator KalshiEX, LLC from offering sports-related event contracts to customers in the state without a license.

The SEC Division of Trading and Markets issued new guidance on the regulatory treatment of security/non-security crypto asset pairs trading, alternative trading system disclosures, and clearing agency registration requirements.