The American Bar Association Business Law Section outlined federal, state, and international jurisdictional issues concerning digital and digitized assets.

In its Annual Regulatory Oversight Report, FINRA identified key compliance risks and effective practices for broker-dealers based on its 2025 examination and enforcement activities.

The U.S. District Court for the Southern District of New York entered a final judgment against a broker-dealer for failing to establish policies and procedures reasonably designed to prevent misuse of customers' material nonpublic information.

The CFTC Market Participants Division, Division of Clearing and Risk, and Division of Market Oversight issued no-action relief allowing swap dealers and other market participants to use the 2020 Cross-Border Rule definitions of "U.S. person" and "guarantee" across all swap regulations.

The Federal Reserve Board requested comment on the long term viability of its check collection and processing services.