SEC Commissioner Mark T. Uyeda recommended several regulatory actions to make it less onerous to be a public company and encourage more businesses to go, and stay, public.

The National Futures Association repealed an Interpretive Notice and amended compliance requirements concerning digital asset commodities.

The U.S. Department of the Treasury's Office of Foreign Assets Control fined a Chicago-based private equity firm for facilitating the continued investment of a sanctioned Russian oligarch in a U.S. fund.

A firm settled FINRA charges for trade reporting failures on transactions in municipal securities and for related supervisory deficiencies.

Banking regulators testifying before the House Financial Services Committee described a coordinated shift toward supervision centered on material financial risks rather than process driven mandates.