A FINRA proposal to extend temporary relief allowing for remote inspections was published in the Federal Register. The proposal would extend the relief through calendar year 2022.
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The CFTC Energy and Environmental Markets Advisory Committee recommended the formation of a subcommittee to report back "guiding principles" on the structure of carbon markets.
FINRA proposed amendments to harmonize a FINRA rule on customer account statements with a Temporary Dual FINRA-NYSE rule and interpretation on customer account statements.
Amendments to NFA financial requirements for swap dealers concerning the use of models to compute net capital will go into effect on October 6, 2021.
The MSRB released its fiscal year 2022-2025 strategic plan for improving and protecting the municipal securities market.