The SEC Division of Corporation Finance granted no-action relief to an exchange-traded fund from tender offer rules.

After a retrospective review, the North American Securities Administrators Association offered recommendations for jurisdictions implementing the Association's Model Act to Protect Vulnerable Adults from Financial Exploitation.

Coinbase submitted an application to the NFA to register as a futures commission merchant in order to offer cryptocurrency futures and derivatives trading on the company's exchange platforms.

NFA amendments that modify the definition of "branch office" to exclude certain locations that are part of a hybrid work-from-home environment will go into effect on September 23, 2021.

The SEC approved an MSRB proposal to extend the deadline for a municipal advisor principal to become qualified by passing the Series 54 examination online.