The SEC denied a joint application by several exchanges to stay the effect of an SEC order authorizing the implementation of the National Market System plan on consolidated equity market data.
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The House Committee on Financial Services Subcommittee on National Security, International Development and Monetary Policy considered testimony on lessons learned from emergency lending facilities set up by the Federal Reserve Board during the pandemic.
The SEC Division of Corporation Finance provided companies with an example of a letter "containing sample comments that the Division may issue to companies regarding their climate-related disclosure or the absence of such disclosure."
Maryland Securities Commissioner Melanie Senter Lubin began her tenure as President of the North American Securities Administrators Association.
The CFPB charged a credit-repair software and solutions company and its CEO with assisting credit-repair businesses in their collection of advance fees from consumers, in violation of the Telemarketing Sales Rule.