Two entities and their principals settled SEC charges for the sales of unregistered oil and gas securities and material misstatements in connection with those offerings.
News & Insights
21975 News Results
Coinbase canceled the launch of a program that would have allowed customers to earn interest by lending USD Coin, a dollar-based stablecoin created by the company, to Coinbase.
In a Washington Post Live interview, SEC Chair Gary Gensler asserted that should China not comply with the auditing processes of the Public Company Accounting Oversight Board in the next three years, the SEC will suspend from trading the approximately 270 China-related companies raising money.
In letters to six special purpose acquisition companies, Senators Elizabeth Warren (D-MA), Sherrod Brown (D-OH), Tina Smith (D-MN) and Chris Van Hollen (D-MD) expressed concerns over "misaligned" investor and sponsor interests under the SPAC structure.
President Joseph R. Biden nominated Saule Omarova to be Comptroller of the Currency.