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Effective Date Set for NFA Amendments to Filing Requirements for SDs Using Capital Models

Amendments to filing requirements in new Section 18 of its Financial Requirements related to filings by swap dealers using models to compute net capital under CFTC Rule 23.105(k) will go into effect on October 6, 2021. The effective date coincides with the effective date for new Section 18 of NFA's Financial Requirements.

Primary Sources

  1. NFA Notice I-21-29: Effective date for amendment to Financial Requirements Section 18

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Tags

Regulated Activities
Financial Recordkeeping & Reporting
Regulated Entities
Swap Dealers / SBSDs
Body of Law
CEA Regulation
Jurisdiction
US - Federal
Organization
CFTC, NFA, CFTC Markets
Sub-Author
NFA