The CFTC Market Participants Division issued no-action relief allowing persons to exclude energy commodity swaps with commercial end-users from swap dealer de minimis threshold calculations. The relief is subject to recordkeeping and monthly reporting requirements for a three-month pilot period.
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21943 News Results
The New York Stock Exchange adopted new Rule 5310 to establish best execution obligations for member organizations and associated persons.
In an advisory opinion, the Consumer Financial Protection Bureau clarified the definitions of the terms "credit" and "finance charge" as they apply to "Covered Earned Wage Access" under Truth in Lending Act regulations.
The SEC approved a rule change by the Fixed Income Clearing Corporation to establish the "ACS ('Agent Clearing Service') Triparty Service."
SEC Commissioner Mark Uyeda summarized recent SEC regulatory actions designed to facilitate the transition to central clearing for government bonds.