The American Bankers Association urged regulators to supervise third-party service providers by expanding examination beyond IT security to assess providers' ability to support compliance with new laws and regulations.

The SEC Division of Corporation Finance, Division of Investment Management, and Division of Trading and Markets issued guidance on the application of federal securities laws to tokenized securities.

FINRA proposed amending its rules on underwriting compensation valuations and expanding private placement exemptions from filing requirements.

The SEC alleged that executives at a global data intelligence company, abetted by the company's largest customer, engaged in a scheme designed to make the company appear more attractive as a candidate for a merger with a special purpose acquisition company.

An agricultural company settled SEC charges for misleading investors by materially inflating the financial performance of its "Nutrition" business segment, which the company had promoted to investors as a critical driver of future growth.