SEC Chair Paul Atkins and CFTC Chair Michael Selig announced that "Project Crypto" will now proceed as a joint initiative between the two agencies to unify federal oversight of digital asset markets.
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A broker-dealer settled FINRA charges for supervisory failures over Regulation Best Interest and Form CRS obligations.
SEC Director of the Division of Trading and Markets Jamie Selway supported the industry's move toward continuous trading.
The CFTC Division of Market Oversight granted no-action relief to futures commission merchants, clearing members, foreign brokers, and designated contract markets, by extending the compliance date for amended large trader reporting requirements.
The Fixed Income Clearing Corporation proposed amendments to its risk management methodology to enhance the correlation calculation for bond haircut models applied to Government Securities Division members.