A firm settled FINRA charges for willfully failing to file and deliver an accurate Form CRS to retail investors.

A firm settled FINRA charges for issuing inaccurate trade confirmations to institutional customers and for related supervisory failures.

A firm settled FINRA charges for failing to provide to customers accurate disclosures on its cash sweep program and for related supervisory failures.

FINRA proposed a rule change to eliminate current "day trading margin requirements" and replace them with new "intraday margin standards."

The Federal Reserve Board and the FDIC adjusted the asset-size thresholds for "small bank" and "intermediate small bank" as required under Community Reinvestment Act regulations.