The Financial Crimes Enforcement Network issued a final rule postponing the effective date of a 2024 rule establishing AML/CFT program and SAR filing requirements for SEC-registered investment advisers and exempt reporting advisers.

FINRA proposed a rule change to amend its Consolidated Audit Trail reporting requirements to align with recent amendments to the CAT NMS Plan on short sale exceptions.

The SEC requested comment to determine whether to approve or disapprove a proposed rule change by Cboe Exchange, Inc. to allow for extended trading sessions of multi-listed equity options.

Consolidated Audit Trail, LLC, on behalf of numerous exchanges, proposed a "2025 Cost Savings Amendment" to the NMS Plan Governing the CAT to reduce operating costs by approximately $55 million to $73 million annually through various technical and operational restructurings.

The Office of the Comptroller of the Currency proposed to issue a determination that would preempt state laws that require national banks and federal savings associations to pay interest on mortgage escrow accounts or that restrict related fees.