FINRA proposed amendments to rules on transaction reporting that would provide additional transparency into delayed Treasury spot and portfolio trades through the use of "specific modifiers."
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The SEC staff granted no-action relief to an Australian security-based swap dealer from certain financial reporting requirements.
In response to an Institutional Shareholder Services request for comment on proposed changes to its benchmark voting policies, the Council of Institutional Investors expressed support for proposals on equal voting rights as to all equity shares, greater board diversity, and climate-related board accountability policies.
President Joseph R. Biden nominated Jerome Powell for a second term as Chair of the Federal Reserve Board. The President also nominated Lael Brainard to serve as Vice Chair.
An SEC proposal to expand the electronic filing requirements under the EDGAR system was published in the Federal Register.