The CFPB published in the Federal Register its request for comment on Regulation C, which implements the Home Mortgage Disclosure Act. Comments must be received by January 21, 2022.

The CFTC Division of Market Oversight and Market Participants Division extended no-action relief to swap dealers and granted an exemption to certain trading facilities from registering with the CFTC as swap execution facilities in connection with Brexit.

The FTC will expand its Criminal Referral Program as part of a continued effort to combat corporate crimes, including consumer protection misconduct and antitrust violations.

An investment adviser settled SEC charges for policy and procedure failures, prohibited adviser transactions and the misuse of material non-public information (“MNPI”).

The SEC named Haoxiang Zhu Director of Division of Trading and Markets, effective December 10, 2021. David Saltiel, who has been leading the Division as Acting Director, will serve as a Deputy Director and head the Office of Analytics and Research.