The Committee on Payments and Market Infrastructures and IOSCO issued a joint consultative report and requested comments on new client clearing access models and portability.
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The SEC issued accounting guidelines as to how companies should disclose and account for "spring-loaded awards" granted as compensation to executives.
The Federal Reserve Bank of New York launched a New York Innovation Center "to validate, design, build, and launch new financial technology products and services for the central bank community."
A firm settled NYSE American charges for engaging in anticipatory hedging after acquiring undisclosed information regarding an imminent option transaction.
NFA proposed amendments to its financial reporting requirements for swap dealers that are also subject to SEC financial reporting requirements.