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Federal Register: SEC Requests Comments on MSRB Proposal to Revise Series 50 Content Outline

The SEC requested comments on an MSRB proposal to revise the content outline for the Municipal Advisor Representative Qualification Examination ("Series 50"). The proposal was published in the Federal Register for immediate effectiveness.

Comments on the proposal must be submitted by July 26, 2016.

Primary Sources

  1. SEC's Request for Comments (81 FR 43687)

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Tags

Regulated Activities
Employee Matters
Sub-Activity
Qualifications
Regulated Entities
Broker-Dealers Muni Advisors
Regulated Products
Municipal Securities
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
MSRB