March 14, 2016 MSRB Releases FAQs and Content Outline for Municipal Advisors' Series 50 Exam The MSRB provided a list of FAQs and a content outline for the Series 50 examination for municipal advisors. Primary Sources FAQs on Pilot Series 50 ExamFAQs on Municipal Advisor Professional Qualification Standards and RequirementsMSRB Series 50 Exam Content OutlineMSRB Series 50 Exam Webpage Related Articles Mar 04, 2015 SEC Approves MSRB Proposal to Create Professional Qualification Standards for Municipal Advisors (Fed. Reg.) The SEC's approval of the MSRB proposal to amend Rules G-1, G-2, G-3 and D-13 to establish professional qualification requirements for municipal advisors was published in the Federal Register. Premium Content Available only to Premium subscribers. MSRB Rule G-2 - Standards of Professional QualificationMSRB Rule G-3 - Professional Qualification Requirements Tags Regulated Activities Employee Matters Sub-Activity Qualifications, Training / Continuing Education Regulated Entities Muni Advisors Broker-Dealers Regulated Products Municipal Securities Body of Law Securities Law Jurisdiction US - Federal Organization FINRA / MSRB / SEC Exchanges / SIPC / Accountants Sub-Author MSRB
Mar 04, 2015 SEC Approves MSRB Proposal to Create Professional Qualification Standards for Municipal Advisors (Fed. Reg.) The SEC's approval of the MSRB proposal to amend Rules G-1, G-2, G-3 and D-13 to establish professional qualification requirements for municipal advisors was published in the Federal Register.
Regulated Activities Employee Matters Sub-Activity Qualifications, Training / Continuing Education Regulated Entities Muni Advisors Broker-Dealers Regulated Products Municipal Securities Body of Law Securities Law Jurisdiction US - Federal Organization FINRA / MSRB / SEC Exchanges / SIPC / Accountants Sub-Author MSRB