Comment Deadline Set for FINRA Proposal to Further Delay TBA Margin Requirements
A FINRA proposal to delay the implementation of amendments imposing margin requirements on "Covered Agency Transactions" under FINRA Rule 4210 was published in the Federal Register. As previously covered, the FINRA proposal delays the implementation date from October 26, 2021, to January 26, 2022. Comments on the proposed delay may be submitted until October 5, 2021.
Related Articles
-
FINRA proposed to delay, from October 26, 2021 to January 26, 2022, the implementation of amendments imposing margin requirements on "Covered Agency Transactions."
-
FINRA proposed amendments on margin requirements for Covered Agency Transactions.
-
FINRA proposed to delay, from March 25, 2021 to October 26, 2021, the implementation date of amendments to FINRA margin requirements on "To Be Announced" and other "Covered Agency Transactions."
-
FINRA filed a proposed rule change that would delay the effective date of amendments to FINRA Rule 4210 (margin) from December 15, 2017 to June 25, 2018.
-
FINRA published new guidance on various issues stemming from amendments made to FINRA rules on margin requirements for "Covered Agency Transactions."
-
The SEC approved FINRA's proposal to adopt margin requirements for "to-be-announced" transactions and other forward-settling agency securities transactions.
